Internet Newsletter for Lawyers
September/October 2005, by Delia Venables

When is your software not your software?
By Kolvin Stone

“We have a good relationship with our supplier” or “I have it all in an email” are typical responses from clients when they hear from their lawyers the importance of putting in place a clear written agreement. This is crucial in relation to intellectual property ownership in website development agreements as the commissioning client often expects to own all elements of the work which they have paid for.

Clearsprings Management, www.clearsprings.co.uk, did not, however, have its expectations fulfilled when the High Court found (14 July 2005) that Clearsprings had no ownership rights in a web based system which the Judge, Mr Christopher Lloyd QC, described as an “electronic embodiment of Clearsprings’ operating procedures”.

In early 2000, Clearsprings engaged Businesslinx, trading as access2.co.uk, to develop a web based database by which Clearsprings could report to the Home Office on the accommodation services it provides to asylum seekers. Work commenced on the basis of a letter outlining in broad terms the work to be carried out and the fees to be paid. The letter formed the basis for the contractual arrangements but was only in general terms. The letter did not specify the exact requirements of Clearsprings and nor did it contain any of the usual contractual protections. Ultimately, this led to serious disagreement.

By far the biggest dispute was over the ownership of the intellectual property rights in the system. Not only did Clearsprings want to own the intellectual property in the system as it was a reflection of its operating procedures but also because it saw an opportunity to license the software to other businesses that had a similar commercial need. This would have allowed Clearsprings to control use of the system and prevent use by its competitors. It would also open up potential new revenue streams.

Key Issues

The key issues arising from the case are as follows:
  1. Was there an express term in the agreement between the parties transferring ownership of the intellectual property rights in the system to Clearsprings?

  2. In the absence of such an express term, would the Court imply a term to this effect?

The Court accepted that there was an agreement in principle that Clearsprings would own the intellectual property in the system but because the transfer was still subject to further negotiations on the precise nature of the terms transferring ownership, the Court found that there was no binding agreement on this issue. You can see the full judgment on the access2.co.uk site.

In this situation, the Court may imply a term in to the contract to deal with the intellectual property issue as the parties have failed to provide for this expressly. The Court will not rewrite an agreement but will only imply terms to give effect to the parties intention and to give “business efficacy” to an agreement. As it was always intended by the parties that Clearsprings should have rights to use the system (even though the parties failed to specify the exact scope of those rights in a binding agreement), the Court had no problem implying a term to this effect. The difficulty is in determining the scope of the rights to be granted. Should there be an implied licence or an implied right to transfer ownership?

It is well recognised that where a client engages the services of an independent contractor to perform work which involves the creation of a copyright work, the circumstances may be such that there will be implied into the contract an agreement that the contractor will transfer to the client copyright in the work created. Where the circumstances do not justify the implication of an obligation to transfer ownership, the law may nevertheless require the implication of a licence, whether exclusive or otherwise, and on such terms as may be necessary to make sense of the commercial bargain between the parties. The default position is that the contractor is entitled to retain ownership in the copyright. The mere fact of commissioning alone is not enough to entitle the client to copyright. There must be other factors present to justify the implication of an obligation to transfer copyright.

The Court will only do the minimum necessary to secure rights to use the system. In this case, the Court found that Clearsprings did not need to own the system in order to be able to use the system and, therefore, a licence was sufficient.

Having decided that a licence is appropriate, the Court has to determine the scope of the licence. Clearsprings argued that if the Court rejected its submission that it should own the system, then it should be entitled to an exclusive licence with the right to grant sub-licences. In practical terms, this would be the same as owning the system as Clearsprings would have been able to prevent competitors using the system and would also have been able to earn revenue through sub-licensing. Again, the Court re-iterated that the scope of the licence should only be the minimum necessary to use the system. Granting exclusivity and the right to sub-license went too far as these rights were not necessary to use the system. All that Clearsprings was entitled to was a non-exclusive, perpetual and royalty free licence.

It is common for developers to re-use software routines that were developed for different clients. The Court had regard to this industry practice in coming to its decision and accepted that in future projects BusinessLinx should be free to use routines that were developed for the system unless a particular routine would make use of ClearSprings' confidential and proprietary information. Implying a term that transferred ownership or granted an exclusive licence would be contrary to this practice. This practice was a significant factor in the Court reaching its decision.

This case is a salutary warning that clients should put in place a clear written contract specifying exactly who will own what elements of the software or website being developed.

Kolvin Stone is a solicitor in the Commerce and Technology department at City firm Fox Williams www.foxwilliams.com.

Email kstone@foxwilliams.com.

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